the derivatives business operator itself, including a person who is a member of a committee which performs the duty of derivatives business management such as risk management committee, investment
operation of a branch office; “fund manager” means a mutual fund manager or a private fund manager who performs the duty of making decisions on investment in or disposing of securities or any other asset
the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission performs duty as the Capital Market Supervisory Board under Section 60 of the Securities
member of a committee which performs 1 Added by the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 5/2553 Re: Qualifications and Other Prohibited Characteristics of Directors
funds; (b) fund manager who performs duty of making investment decision or divesting of other assets other than infrastructure asset; (2) approval and performance of duty of personnel appointed under (1
a manager of the branch office or a person responsible for the operation of a branch office. “fund manager” means a mutual fund manager or a private fund manager who performs the duty of making
structure since 15th August 2017, causing SSK affiliate status to change to subsidiary and the company now holds 75.35% of shares. After strategy and structural change, SSK performs better significantly in
company and shall be terminated once such person no longer performs such duty or holds such position. Clause 4. Any applicant seeking an approval to act as a mutual fund manager shall not possess any of the