to audit quality inspection carrying out by inspectors of the SEC Office; 2. I certify that if an auditor of the audit firm has been registered with the SEC Office, the audit firm will regularly review
2018. In this regard, after the entry into such Asset Disposition Transaction, the Company will continue carrying out the securities and derivative brokerage business. In additional, the Company is
mentioned in (2) for enquiry or demonstration of facts relating to the management of the fund. Section 31.2 In carrying out his duties, the competent official shall present his identity card to the persons
remedy the emergency situation related to security; re: to prohibit the people gathering, carrying out activity and conspiracy concerning the risk to spread the disease in the country except the family
securities companies’ work systems in carrying out these operations under current circumstances. The SEC places high importance to the current issue related to short selling, which could weaken confidence in
. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the lender or its agent , do so with an understanding
” means the Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its
. • Confident to exercise an investor’s rights. • Recognise that carrying out investors’ rights and responsibilities will reduce the possibility of an investment going wrong. • Recognise that all information in a
Home: 12 stores and (4) HomePro in Malaysia: 6 stores. The Company continues to focus on improving operational efficiency and carrying out plans in line with changing economic trends. The Company's
procedures, and other relevant systems for carrying out the external review. 2. Employ appropriate staff with the necessary experience and qualifications for the scope of the external review being provided. 3