such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply with either of the following rules: (2.1) A fixed rate or a percentage rate of the
For management fees, the rules for general mutual fund shall apply as follows: (1) A fixed rate, or a percentage rate of NAV or net asset value of the mutual fund; (2) A performance based management
of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply with either of the following rules: (2.1) A fixed rate or a percentage rate of the
For management fees, the rules for general mutual fund shall apply as follows: (1) A fixed rate, or a percentage rate of NAV or net asset value of the mutual fund; (2) A performance based management
derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For the list of licensed securities companies, please click SEC Check First . For the list of
, qualifications, experience, shareholding percentage, years of service as director, and director position in other listed companies. Principle 3.2 The board should select an appropriate person as the chairman and