is suspended the approval by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor within a specified period of time, such auditor shall be
2 mutatis mutandis. Clause 4. In case where any auditor under Clause 2 is suspended the approval by the Office of the Securities and Exchange Commission under the Notification governing approval for
preparing and filing the reports under this Notification: (1) Any securities company, which ceases its securities business in all categories or which is suspended from its securities business in all
and filing the reports under this Notification: (1) Any securities company, which ceases its securities business in all categories or which is suspended from its securities business in all categories by
inde- pendent reviews of transactions involving managers, directors, controlling shareholders and other insiders. Recommendations: The corporate governance framework should clearly specify key board
the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by regulator; (4) no
the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by regulator; (4) no
established by the IFAC shall apply; (2) having certified public accountants whose licenses are still valid or are not currently suspended nor revoked by the ethical standards committee under the law governing
suspended, revoked, or executed by the enforceable undertaking, or the SEC Office has disclosed incompetence in performance of duty, as the case may be; (3) request for renewal of approval or request for
sub clause (1), except when it has elapsed at least 3 years after having been punished or suspended the inflicting punishment until the date of submitting application to the SEC Office: (a) having been