relation to digital asset trading, or using a digital asset trading account, bank account, account opened with a digital asset business or any other account of any other person. Civil penalty can be
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied, mutatis mutandis, to regulate the related associations. Trade Associations Act B.E 2509 Securities and
world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
criminal penalty specified in Section 281/1, including the involved executives. Q: Does whistleblower protection measures cover auditor? A: Yes.
ความยั่งยืน หลักการบริหารกิจการที่ดี (2) หลักการบริหารกิจการที่ดี กองทุนทริกเกอร์...ข้อมูลที่ควรรู้ก่อนลงทุน การจัดการข้อมูลลับ มาตรการลงโทษทางแพ่ง (Civil Penalty) Class Action กลไกใหม่เพื่อผู้ลงทุน
them to penalty imposed by their respective regulators. Q: What does the term, “making a decision for the best interest of the company" mean? A: It means that the decision has been made with honest