Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling
2014 to 15.00 baht on 30 May 2014, accounting for a 5.60 baht or 59.57 percent increase. In addition, during his trading period, the share price reached its peak at 21.60 baht, accounting for a 12.20
ทางเฟซบุ๊กเพจ “สำนักงาน กลต.” ประมาณ 1,700 คน ทั้งนี้ The 1st SEC Thailand International Digital Asset Webinar จัดขึ้นภายใต้แนวคิด “Policy Implication for Digital Asset Regulation : A Peak at
Regulation : A Peak at Global Movement” เพื่อเป็นเวทีในการรับฟัง เรียนรู้มุมมองและความคิดเห็นเกี่ยวกับการกำกับดูแลสินทรัพย์ดิจิทัลจากหน่วยงานกำกับดูแล นักวิชาการ ผู้ประกอบธุรกิจ และผู้ที่เกี่ยวข้องในอุตสาหกรรม