Public Category consisted of: 1 Ms. Nopnuanparn Pavasant, SEC Assistant Secretary-General (Financial Innovation)2 Mr. Nattawat Woranopakul, DGA Senior Executive Vice President3 Dr. Marut Buranarach
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
and derivatives businesses. Vasant Thienhom, SEC Deputy Secretary-General, said that ?Following suspicious report, the SEC probed into the case and found that Yuttana held himself out as money manager
Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the
(www.sec.or.th) under License Check banner. In case of suspicious unlicensed activities, please report the SEC at 1207 for further investigation," Vasant added.Previously, on September 2013, {A} was also named in
further legal proceedings. SEC Deputy Secretary-General Vasant Thienhom said: ?The SEC urges investors to carefully check whether the persons who solicit investment in securities or derivatives are
consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant
months without suspension. Vasant Thienhom, SEC Deputy Secretary-General said, ?Listed companies? financial information are very important for investor?s ability to make investment decision. Hence, the law
constructive outcomes.? Vasant Thienhom, SEC Deputy Secretary-General said, ?The SEC places a high priority on enforcement mechanism. During the past years, the work procedures have been developed while law