currencies bought or exchanged against Thai baht, except those related to trades in goods and services, or repatriation of investments abroad by residents, and customers could request refunds after one year
Principles of Corporate Governance - G20 version G 20/O E C D P rin c ip le s o f C o rp o ra te G o ve rn a n c e G20/OECD Principles of Corporate Governance ENG_Corporate Governance Principles_Cover.indd 3 27-Aug-2015 6:43:10 PM G20/OECD Principles of Corporate Governance OECD Report to G20 Finance Ministers and Central Bank Governors September 2015 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meet...
continuing effort to promote securit ies operators' and listed companies' roles and responsibilities toward their customers, shareholders, employees, society, and the environment, the SEC also launched its
cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors
clearing houses and central securities depositories, and benefits of the public and clients shall be taken into consideration. Said regulations shall include at least the following: (1) policies on
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
provision of a range of non-audit services to clients, and, until recently, there was little oversight of audit quality or independence. Other reputational agents also have limited requirements in terms of
system through administrative measures such as limiting credit lines of clients in trading speculative stocks. 1.2 Review the SETûs operation on an ongoing basis as the SET is the front-line regulator
หลักการ กำกับดูแลกิจการที่ดี สำหรับบริษัทจดทะเบียน ป 2555 Good Corporate Governance The Principles of for Listed Companies 2012 หลักการกำากับดูแลกิจการที่ดี สำาหรับบริษัทจดทะเบียน ปี 2555 บทนำ บทนำ การกำากับดูแลกิจการที่ดีมีความสำาคัญต่อบริษัทจดทะเบียน เพราะแสดงให้เห็นถึงการมีระบบบริหารจัดการท่ีมีประสิทธิภาพ โปร่งใส ตรวจสอบได้ ซ่ึงช่วยสร้างความเช่ือม่ันและความม่ันใจต่อผู้ถือหุ้น นักลงทุน ผู้มีส่วนได้เสีย ผู้ท่ีเก่ียวข้องทุกฝ่าย และนำาไปสู่ความม่ันคงเจริญก้าวหน้า จึงกล่าวได้ว่าการกำากับดูแลกิจกา...