operation of AQ ESTATE Public Company Limited (“AQ”), shall be liable for AQ’s failure to prepare and http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2017 Dated 18/01/2017 Mr

/2020 sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020 http

? Procedure for Civil Sanctions In cooperation with public prosecutors to proceed this step The SEC Office invites the alleged to undertake the civil sanctions determined by CSC. The offender shall comply with

SEC is empowered to take any of the following actions, as the case maybe: (1) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and

Inquiry Official Dated 01/12/2017 Mr.Kitisan Mookdee Mr.Kitisan Mookdee, a managing director responsible for the operation of K.C. Property Public Company Limited (KC), shall be liable for KC?s failure to

, a managing director responsible for the operation of K.C. Property Public Company Limited (KC), shall be liable for KC?s failure to prepare and submit the http://market.sec.or.th/public/idisc/en

Executive Officer who is responsible for the operation of Siamese Asset Public Company Limited (“SA”), shall be liable for SA offer for sale http://market.sec.or.th/public/idisc/en/Enforce

/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 31/05/2010 operation and asset management of Eastern Wire Plc. (now Capital Engineering Network Plc. (CEN)), to

/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 16/02/2015 responsible for the operation of TUCC and entrusted to manage the property of TUCC, together with (1) Mr. Yongyuth

/Enforce Criminal Complaint Filed with an Inquiry Official Dated 16/02/2015 responsible for the operation of TUCC and entrusted to manage the property of TUCC, together with (1) Mr. Yongyuth Ngamkaiwan