, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
be one of the following: Weighted average price (closing or average price of sale) for the past 7-15 consecutive business days before the date of price indication which is one of the following dates
past year, there is no record of being ordered to amend its financial statements or to explain or being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc
company shall (1) calculate and correct the investment unit values retroactively from the day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values
day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values to submit to the mutual fund supervisor and take any actions to inform the investors
the SET 5. Other criteria Criteria for authorizing IPO The past five years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important
interests of debt securities or default on loan payments, and breach of terms and conditions in the past three years. - Risks of business and investment in debt securities. Intermediaries performing the
debt securities or default on loan payments, and breach of terms and conditions in the past three years. - Risks of business and investment in debt securities. Intermediaries performing the duties of
conditions in the past three years. - Risks of business and investment in debt securities. Intermediaries performing the duties of product screening - Securities companies that sell debt securities (except for