factors to select products on the platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly
. When trust unitholders pass a resolution to dissolve the trust. In case of trusts for retail investors, the number of unitholders falling below 35 can be a cause for dissolution of the trusts. The
required by laws, which is not below 7,500 million Baht, within one year from the date of selling the infrastructure property. When trust unitholders pass a resolution to dissolve the trust. In case of
• Derivative Act о Investment Analysts / Consultants • ASEAN Investment Analyst / ASEAN Investment Consultant - Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework
Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
Fund Management) Circular Letter No. SEC (Wor) 24/2552 Re: Clarification for Understanding of Private Fund Management Establishment of Mutual Funds Cross-border Offering of Funds Offering of Investment
to dissolve the former funds; 3.3) Request the unitholders to pass a resolution to convert from a closed-end mutual fund(CEF) to an open-end mutual fund (OEF), (in the case of a conversion of a