Products (IC complex 1 / IC complex 2 / IC complex 3) Qualifications of Applicants for Approval of Investment Consultant on General Products (IC plain) Training Courses - New Courses (Examination
Products (IC complex 1 / IC complex 2 / IC complex 3) Qualifications of Applicants for Approval of Investment Consultant on General Products (IC plain) Training Courses - New Courses (Examination
Capital Market Business Qualifications of Applicants for Approval of Applicants for Approval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex Products
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person, either directly or indirectly, more than fifty percent of the total sold
juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person, either directly or indirectly, more than fifty percent of the total sold
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
recent certificate of company registration issued by the partnership and company registrar, the Ministry of Commerce; (5) any relevant document specified by the SEC and published in the Government Gazette
กับการประกอบธุรกิจ แบบแจ้งการมอบหมายให้บุคคลอื่นเป็นผู้รับดำเนินการในงานที่เกี่ยวข้องกับการประกอบธุรกิจ (Outsource) รูปแบบการประกอบธุรกิจหลักทรัพย์กรณีร่วมกันให้บริการ (Partnership