share- holders (through what is known as 'tunnelling' 3 ), or misrepresenting an individual company's financial statements (of particular concern where the company is under pressure to meet expectations
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
and obligations of the listed companies. In particular, true sale and borrowing transactions are different in respect of accounting record and thus significantly affect the companies? profits in each
offense. Listed companies in particular has the duty to take into consideration potential benefits in relation to potential risks and impacts on the companies. Increasingly, the public and listed companies
upon such information without appropriate professional advice after a thorough examination of the particular situation. British Library Cataloguing in Publication Data A catalogue record for this book is
particular category of securities business, except for a security company operating securities business in the category of securities dealing or securities underwriting or operating securities business in any
potential conflict of interest is unique or specific to a credit rating action with respect to a particular rated entity, obligor, originator, lead underwriter, arranger, or obligation, such conflict of
Office to ensure compliance with this Notification, require derivatives clearing houses to submit to the SEC Office reports or any particular documents periodically or from time to time, within a time