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investors as part of their broader investor relations programs, which have historically focused solely on Wall Street. Second, investors are developing specialist teams to conduct those conversations, in
, investor, or other market participant. 2.2 A CRA and its employees should use care and professional judgment to maintain and objectivity. 2.3 factors relevant to assessing the creditworthiness of the rated
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otherwise) of the action on the CRA, a rated entity, obligor, originator, underwriter, arranger, investor, or other market participant. 2.2 A CRA and its employees should use care and professional judgment to
also with its spirit. Engendering such a culture requires a whole- of-government effort to encourage firms to understand the business case for sound corporate governance. One participant pointed out that
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to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
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