Amending Securities Holder Records Attachment 5 Form of Securities Transfer Form E Form TSD-403 Securities Transfer to/from Issuer Account with Participant Attachment 6 Confirmation Letter on the Source of
SEC (Dec 2014) 6 Source: 2015 Investment Company Fact Book. Investment Company Institute. 2015 In the US, investor preference towards lower-cost funds makes the asset-weighted fees at the industry level
section 258 of the investor) as specified in the Securities and Exchange Act. B.E.2535 (as amended) (if any)) still being the major shareholder (the major shareholder means shareholding percentage exceed 10
: Investor working group on sustainable palm oil Slide 14: Best Practices in Voting Slide 15: The value of voting on shareholder resolutions Slide 16: Voting principles Slide 17: Applying voting principles
offering of capital increase ordinary shares to the Investor is reasonable. 3) Relationship Between the Investor and the Company, the Company’s Executive, Controlling Person, or Major Shareholder; and
for the audit firms to recruit and retain staff • Skilled non-CPAs professional resources in demand, including forensic experts • Offshoring of services: noted by a call participant as currently not too
of the internal audit function has to be reviewed for independence and approved by the audit committee. (5) Review, select, and recommend to the board for nomination and shareholder approval an
the British Library ISBN 978-1-907387-13-5 2 © International Corporate Governance Network (2014) ICGN Global Governance Principles About ICGN An investor-led organization of governance professionals
energy according to the government policy. 3) Relationship Between the Investor and the Company, the Company’s Executive, Controlling Person, or Major Shareholder; and Material Agreement amongst Them
Philippines. The Thai Investor Association also helps in preparing part of the CGR and actively participates in shareholder meetings on behalf of minority shareholders. The Bank of Thailand (BoT) is the central