was notified by the competent officer to comply with such orders, Zipmex delivered only partial or incomplete information. In addition, Zipmex delayed the delivery of information requested by the
transactions in the wallet. In this regard, although he was notified by the competent officer to comply with such orders, he delivered only partial or incomplete information. In addition, he delayed the delivery
submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement
failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are
debt for EARTH to prevent its creditor from receiving full or partial payment, dishonestly converting EARTH’s property to himself or a third party, and obtaining unlawful gains for themselves or another
creditor from receiving full or partial payment, dishonestly converting EARTH’s property to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH
prevent its creditor from receiving full or partial payment, dishonestly converting EARTH’s property to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages