consultation papers for all hearings are available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments and suggestions through the website. In addition, comments on Stock
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
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information and documents, as detailed in Chapter 11; (11) additional regulations for operation of specific business, as detailed in Chapter 12. 3 Part 4 The SEC Office’s Power Clause 5 In order for this
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) Property Fund Prospectus ( 60 ) Form 59-1 / 59/2 ( 46 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 37 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9 ) Result of Sale
Prospectus ( 60 ) Finanacial Statements ( 48 ) Form 59-1 / 59/2 ( 41 ) List of Approved persons / Licensees ( 40 ) Public Hearings ( 33 ) Tender Offer Documents ( 17 ) Infrastructure Fund Prospectus ( 9
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