Content Intermediaries Regulatory Summary Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Paid-Up Registered Capital Audit Committees of
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25/2560 Re: Specification of Paid-up Registered Capital of Securities
a price not lower than the market price, which do not sell a share swap and the number of shares offered for SPO is not more than 25 per cent of paid-up capital. The company which will submit the
days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company may choose one of the following rules: (3.1) The dividend shall be paid from dividend or
days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company may choose one of the following rules: (3.1) The dividend shall be paid from dividend or
continuously and reliably manage the trust according to the trust instrument. In case of a non-asset company, the SEC prescribes additional requirements as follows: A paid-up capital of not less than 10
the appraisal company in capital market affixing the signature in the appraisal report for capital market transaction, as practicing appraiser. Appraisal company Having paid-up capital of not less
Ministerial Regulation and has paid the license fee for the year of such effective date shall be allowed to continue undertaking securities business as licensed and shall not be required to pay annual license