> Business Operators > Regulatory Summary Regulations SHARE : Detail Content Regulatory Summary Regulatory Principles Paid-Up Registered Capital Net Capital Rule (NCR) Audit Committees of Securities
financial institution established under other laws; (2) have another securities company held its shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the
/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee The Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re
○ Licensing ○ Revocation of License ○ Business Office ○ Paid up Capital of asset management company • Private Fund Management ○ Licensing ○ Business Office Rules and Regulation
○ Licensing ○ Revocation of License ○ Business Office ○ Paid up Capital of asset management company • Private Fund Management ○ Licensing ○ Business Office Rules and Regulation
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
may choose one of the following rules: (3.1) The dividend shall be paid from dividend or interest income received from any assets of the fund; (3.2) The amount of the dividend payment shall not exceed
may choose one of the following rules: (3.1) The dividend shall be paid from dividend or interest income received from any assets of the fund; (3.2) The amount of the dividend payment shall not exceed
shareholders’ meetings, the right to use proxy, the right to call for a shareholders’ meeting when collectively holding at least one fifth of the paid-up share capital, or at least 25 shareholders holding at
shareholders’ meetings, the right to use proxy, the right to call for a shareholders’ meeting when collectively holding at least one fifth of the paid-up share capital, or at least 25 shareholders holding at