delayed disclosure in other cases, it was apparent that POLAR had an intention to conceal material facts from the public; when the company filed a petition for business rehabilitation on 9 May 2017, it

morality, the SEC has the power to refuse registering the persons as directors of the association. When it is apparent that the board of directors, directors or members of the associations undertake any

PowerPoint Presentation eastspring.com.sg Stuart Wilson • June 2022 UK PACT THAILAND CAPITAL MARKETS WORKSHOP STRICTLY PRIVATE AND CONFIDENTIAL. FOR PROFESSIONAL INVESTORS ONLY. KEY TAKEAWAYS 2 1

person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3

 of inter - dealer brokerage shall- (1) not have shareholder or controlling person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records

become apparent, that an investment scam or fraud has taken place. • Recognises that “low risk, high return” investments do not exist.

background note and specific eligibility criteria on this area will be published in due course. 16 http://www.futurepolicy.org/fileadmin/user_upload/PACT/Laws/Spain_436_2004_english.pdf Role of fossil fuel

executive of the company; [ specify director or executive’s full name ] 3. Where it is apparent to the SEC Office that I have characteristics indicating untrustworthiness, the SEC Office may de-list my name

apparent to the SEC Office that I have characteristics indicating untrustworthiness, the SEC Office may de-list my name from the Issuing Company’s Director and Executive Database. Besides, the SEC Office

Knowledge and Reporting Delivered by CDP For more information, visit www.ukpact.co.uk UK PACT: Partnering for Accelerated Climate Transitions Mission and vision • Delivered by BEIS, the UK’s Department for