: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ (please use an enclosure if there is more than one market maker) Part D: Participating Dealer (PD) of Foreign ETF in
: _____________________________________) Please specify the name and address of the intermediary (please use an enclosure if there is more than one intermediary): Name: ____________________________________________________________________
: _____________________________________) Please specify the name and address of the intermediary (please use an enclosure if there is more than one intermediary): Name: ____________________________________________________________________
structure: (i) That is aimed at cooperation, and (ii) That is clearly aimed at profit or cost-sharing or shares common ownership, control or management, common quality control policies and procedures, common
Office at inva@sec.or.th. The Office will further publish the questions and answers on its website. Yours faithfully, -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General Enclosure: The
) Other bodies (please provide details: _____________________________________) Please specify the name and address of the intermediary (please use an enclosure if there is more than one intermediary): Name
Tel: 0-2263-6246 or email: sireetho@sec.or.th . Please kindly be informed accordingly Yours Sincerely, (Ruenvadee Suwanmongkol) Secretary-General Enclosure: Photocopy of the Memorandum of Understanding
(such as ownership, management, nature of business or financial position); · Changes in the scope of engagement; · Changes in the strategic focus or composition of the firm; · Existing conditions that
mutual fund with the Office; (6) transferring ownership of any remaining assets to the Office; (7) undertaking any other actions as deemed necessary for the completion of the liquidation; The liquidator
costs and proportionate ownership, control or management power, have commons quality control system, business strategies, shared names or shared significant professional resources. The related parties or