durable benefits for Institutional Investors in the long term. The Securities and Exchange Commission (SEC) has joined this global trend by adopting the Investment Governance Code 2017 (I Code). The I Code
durable benefits for Institutional Investors in the long term. The Securities and Exchange Commission (SEC) has joined this global trend by adopting the Investment Governance Code 2017 (I Code). The I Code
their own rights. The SEC has used important measures in building confidence of investors as shareholders or potential shareholding. For Example: Ensuring full and fair information disclosure so that
, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all stakeholders. The SEC Board seriously focuses on adopting the principle of a good governance in the
or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using one's own bank account for making payments or receiving payment related to or
or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using one's own bank account for making payments or receiving payment related to or
general. The complainant must provide the SEC with sufficient facts and related evidence for his or her own benefits; otherwise, the SEC may not be able to proceed; ● In case of matters under supervision
the economy. “Market supervision mechanism” includes the issuance of rules and regulations, law enforcement and other supportive measures. Inevitably, each tool has its own strengths and weaknesses
the economy. “Market supervision mechanism” includes the issuance of rules and regulations, law enforcement and other supportive measures. Inevitably, each tool has its own strengths and weaknesses
89/7; (4) allowing any person to use one's own securities trading account or banking account for payment of securities trading, or using any person's securities trading account or banking account