Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________ SECTION 8 The SEC shall have the power and duty to formulate policies to
perform duties under this Act. Such notifications shall come into force upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________
duties under this Act. Such notifications shall come into force upon publication in the Government Gazette. Chapter 1 Supervision of Trust for Transactions in Capital Market __________________ SECTION 8
หนดให ้บลจ. มีหนา้ท่ีในการจดัการกองทุนรวมดว้ยความซ่ือสัตยสุ์จริตและระมดัระวงัรักษาผลประโยชน์ของ 3 ผูล้งทุน (fiduciary duties) และจดัใหมี้กลไกตรวจสอบดูแล (oversight) การบริหารจดัการลงทุน จะท าให้ การบริหาร
this Act. Such notifications shall come into force upon publication in the Government Gazette. 2 indicating amendments or additions by the Derivatives Act (No.2) B.E. 2551 5 CHAPTER 1 SUPERVISION OF
this Act. Such notifications shall come into force upon publication in the Government Gazette. 2 indicating amendments or additions by the Derivatives Act (No.2) B.E. 2551 5 CHAPTER 1 SUPERVISION OF
supervise and control generally for the implementation of the provisions of this Act. In order to implement the first paragraph, the Minister may entrust any governmental agency under his supervision to carry
fourteen days after the date of such appointment or such change. Chapter 2 Management of the Fund _______________________ Section 12. 2 The Minister shall have the powers and duties to supervise and control
under the supervision or the SEC, the Capital Market Supervisory Board or the Office. 3 Where person having characteristics under (5) or (6) is appointed, the appointed person shall perform his duty only