organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board
the SEC Board's oversight responsibilities concerning the SEC management, and provide independent recommendations on corporate governance and sustainable development, risk management, compliance with
, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles
, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles
such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of solicitor/advisor such as company’s name, address, website, online media, full name and contact
ASEAN voice on international forums. Currently, members of the working group comprise independent audit regulators from three ASEAN jurisdictions, namely the Audit Oversight Board of Malaysia (AOB
derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For the list of licensed securities companies, please click SEC Check First . For the list of
ก.ล.ต. Audit Oversight Board of Malaysia และ Accounting and Corporate Regulatory Authority of Singapore เพื่อเสริมสร้างความร่วมมือระหว่างหน่วยงานกำกับดูแลการสอบบัญชีของประเทศอาเซียนในการยกระดับคุณภาพ