acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of
DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22
addition, revenue continuously increased by organizing sport events such as 10K Thailand Championship, Chombueng marathon, KPTC Trail and also providing caravan services for music festivals and various
, mountain view or tourist attractions, together recreation activities, for example, water sports, mountain bike, trail, etc, Moreover, the Company is committed to driving sustainability since the Company use
trail); (e) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or
monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of
or insurance business. This collects assets and manages them on behalf of beneficiaries or clients; its obligation is to preserve and enhance value on their behalf. It is usually overseen by some form
และตองจัดเก็บเอกสารดังกลาวอยางนอย 3 ป ในลักษณะท่ีพรอมใหสํานักงานเรียกดูหรือตรวจสอบ ขอมูลไดทันที (audit trail) (2) เก็บรักษาขอมูล รายงาน และเอกสารหลักฐานของ issuer ท่ีเก่ียวของกับการทํา
series. Address all relevant issues in a factual and coherent manner, based on a clear audit trail. Disclose any relevant assumptions and make appropriate references to the accounting and calculation
สาธารณะ • Disclosure of HFT analysis*: เปิดเผยผลการวิเคราะห์ลักษณะและ ผลกระทบของ HFT ต่อผู้ร่วมตลาด • Audit trail: เพ่ิมการตรวจสอบค าสัง่และการซื้อขายเน้นไปท่ีบัญชีใหญ่ หรือบัญชีท่ีมีพฤติกรรมต้องสงสัย • Pre