of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
Expectations Businesses that need fund mobilizing Using capital market as channels to mobilize capital efficiently at appropriate cost, and with diversities of tools for financing requirements. Intermediaries
, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
corporate transparency requirements for listed companies. Positive results on this topic promote investors' confidence which would benefit businesses, the capital market and Thai economy. The index and
corporate transparency requirements for listed companies. Positive results on this topic promote investors' confidence which would benefit businesses, the capital market and Thai economy. The index and