Microsoft Word - hearing-as of 4-06-09_website_.doc สรุปผลการรับฟังความคิดเห็นเรืองการปรับปรุงเกณฑ์การขอความเห็นชอบผู้ตดิต่อกับผู้ลงทุนด้านหลกัทรัพย์และสัญญาซื)อขายล่วงหน้า จากการรับฟังความคิดเห็นจาก
Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
are being properly managed. As the level of public disclosure has increased in major markets, it is helpful if asset managers explain their thinking on public disclosure even when they have decided not
acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of
/ regulatory action 5. Advertising, raising customer awareness • One state regulator describes their role as making advisors reveal their “verification of misconduct” (costly verification) • Conditional on a
Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Program. The report is based in part on a template/questionnaire completed by the law firm Weerawong
of unallocated Net Proceeds can be managed as per the requirements in Clause 7.3 3.1.3. Earmarking funds to Nominated Projects & Assets: An earmarking process can be used to manage and account for
platform that can meet customers’ needs in every aspect of their lives by leveraging our strengths as Thailand’s number-one digital banking provider and enhancing our services under three-pronged approach
unitary board is overseen by an internal auditor’s body, the principles applicable to the board are also, mutatis mutandis, applicable. As the definition of the term “key executive” may vary among
OECD publications, databases and multimedia products in your own documents, presentations, blogs, websites and teaching materials, provided that suitable acknowledgement of OECD as source and copyright