Sustainability Bond Guidelines June 2021 Introduction The Green Bond Principles (GBP), together with the Social Bond Principles (SBP), the Sustainability Bond Guidelines (SBG) and the Sustainability

institutions must also pass a fit and proper test, and can be rejected and removed by the BoT. Guidelines for banks and other financial institutions have additional norms, including a risk committee for the

-lending activities, in ways which reflect the guidelines in the ICGN’s Securities Lending Code of Best Practice, including a willingness to recall lent stock ahead of relevant shareholder meetings. 16 4.5

Sustainability Bond Guidelines June 2018 Introduction A market has developed for bonds aligned to both the Green Bond Principles (GBP) and the Social Bond Principles (SBP) (referred to as the

Social Bond Principles Voluntary Process Guidelines for Issuing Social Bonds June 2021 Principles June 2021 Social Bond Principles Voluntary Process Guidelines for Issuing Social Bonds Introduction

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Office of the Securities and Exchange Commission issued by virtue of the Securities and Exchange Law, including the guidelines, orders and circulars issued or providing guidelines in accordance with the

Guidelines for Green, Social, Sustainability and Sustainability- Linked Bonds External Reviews February 2021 Principles Principles Principles Principles Introduction The Green Bond Principles (GBP

acts as the oversight body, is overseen by an independent body. Such an auditor oversight body must operate in the public interest, and have an appropriate membership, an adequate charter of

DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22