PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018

has placed an emphasis on comprehensive risk management such as credit risk, market risk, liquidity risk, operational risk, cyber risk and strategic risk which are also covered and properly managed

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO

inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise

following Divisions and Departments:           2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General

=system_name%3AInfrastructure%20Fund%20Prospectus&fq=key_sitemap%3Ama&start=0&rows=10 1 - 2 of 2 results Sort by: Relevance Date (Newest) Date (Oldest) Microsoft Word - POK SET UP AND MANAGED BY SCB ASSET

=system_name%3AMutual%20Fund%20Prospectus&fq=key_sitemap%3Ama&start=0&rows=10 1 - 2 of 2 results Sort by: Relevance Date (Newest) Date (Oldest) Microsoft Word - POK SET UP AND MANAGED BY SCB ASSET MANAGEMENT

=system_name%3AProperty%20Fund%20Prospectus&fq=key_sitemap%3Ama&start=0&rows=10 1 - 2 of 2 results Sort by: Relevance Date (Newest) Date (Oldest) Microsoft Word - POK SET UP AND MANAGED BY SCB ASSET MANAGEMENT

Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses