Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
expenses amounting to Baht 5.30 million and law consulting and professional fee amounting to Baht 3.6 million. Directors and Managements’ remuneration The Company and its subsidiaries’ directors and
consulting and professional fee amounting to Baht 16 million. Directors and Managements’ remuneration The Company and its subsidiaries’ directors and managements’ remuneration in year 2019 increased by Baht
information without appropriate professional advice after a thorough examination of the particular situation. British Library Cataloguing in Publication Data A catalogue record for this book is available from
to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.
Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. 2 Institutional investor. Please specify the name of the intermediary / financial
Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. phanchul Typewriter [Input date] phanchul Typewriter [Fill in ALL latest applicant's
management • In managing a mutual fund, the AMC must proceed with honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. • The AMC must have a policy