Bangkok, June 18, 2015 ? The SEC and the School of Development Economics of National Institute of Development Administration (NIDA) co-organized ?Thai Equity Fund Insight? at the 5th SEC Working
access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund
ไมโครไซต์ “Insight กองทุนรวม” เพื่อเป็นศูนย์รวมข้อมูลความรู้ บริการ และเครื่องมือสำหรับการวางแผนและการลงทุนเกี่ยวกับกองทุนรวม ก.ล.ต. จึงขอเชิญชวนให้ผู้ลงทุน และผู้ประกอบธุรกิจที่เกี่ยวข้องกับกองทุนรวม
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
SEC workforce’s skills and insight. Currently, IOSCO members are 225 capital market regulators and relevant agencies from 140 countries. On average, an IOSCO annual conference is attended by
investors.The persons performing the duty must monitor and oversee undertakings that may cause a conflict of interests to the unitholders, including undertakings that may be characterized as unfairness to the
in the business rehabilitation process under the Bankruptcy Act of 1940. There are measures in place to oversee the asset management for normal business operations under the Central Bankruptcy Court
therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide