Global Investments (Far East) Ltd. Global Investments International Global House Ltd.และ Global Consultants Ltd. Website: www.qropdirect.com, www.g : Unlicensed securities and derivatives business
Global Investments (Far East) Ltd. Global Investments International Global House Ltd.และ Global Consultants Ltd. Website: www.qropdirect.com, www.g : Unlicensed securities and derivatives business
) investor ( 1 ) Documents Adobe PDF ( 232 ) aspx ( 13 ) Microsoft Word ( 11 ) Microsoft Excel ( 3 ) Microsoft Word X ( 1 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electric oversee OR
/solr/secweb/select?q=electric manage OR "electric manage" OR "electrical handle" OR "electrical oversee" OR "power handle" OR "power oversee"&wt=json&indent=true&facet=true&facet.field=key_filetype
exchange and clearing house, and the licensing requirements which are in the process of approval ● Prescribed licensing rules for derivatives brokers, dealers, and fund managers ● Prescribed rules for the
actions taken were as follows: Board of Directors Risk Management and Control Units Enterprise Risk Management Division Approve risk appetite and all risk management policies and guidelines Oversee
practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services
continual satisfactory growth. The SEC, as regulator and facilitator, remains committed to oversee and develop the Thai capital market to attain efficiency, transparency, integrity and be able to compete
against misconduct ë Issue rules and regulations governing securities issuance and offering for sale to the public ë Approve securities issuance and public offering ë Oversee information disclosure ë
business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can provide https://www.sec.or.th/EN/Pages