complying with the rules on business operations and receives approval of its rules and the form and terms of the derivatives contract specification, etc. Clearing House An important part of trading in
complying with the rules on business operations and receives approval of its rules and the form and terms of the derivatives contract specification, etc. Clearing House An important part of trading in
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
"}] [] [] [] [ 35/2566 ] Closed SEC Thailand’s public hearing on draft regulations regarding to the temporary rules of the derivatives exchange and derivatives clearing house. Starting Date 31/07/2023 - 30/08/2023
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority
Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange, derivatives clearing house, the association of derivatives business operators, persons who fail to pay