, Thailandwww.sec.or.thTel: +66 2 695-9505Fax: +66 2 695-9705E-mail: tosporn@sec.or.thAbout the AARGThe AARG is an informal grouping formed in 2011 by Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and
, Thailandwww.sec.or.thTel: +66 2 695-9505Fax: +66 2 695-9705E-mail: tosporn@sec.or.thAbout the AARGThe AARG is an informal grouping formed in 2011 by Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and
operations, with a view to grouping the relevant regulations of the operation system and the provision of services to facilitate business operators.The public hearing is intended to propose the draft
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
region.?? ------------------Notes: 1. The ASEAN Capital Markets Forum (ACMF) is a high-level grouping of ASEAN securities regulators established under the auspices of the ASEAN Finance Ministers in 2004.2
investors.The persons performing the duty must monitor and oversee undertakings that may cause a conflict of interests to the unitholders, including undertakings that may be characterized as unfairness to the
in the business rehabilitation process under the Bankruptcy Act of 1940. There are measures in place to oversee the asset management for normal business operations under the Central Bankruptcy Court
a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions, namely Brunei Darussalam, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, Philippines, Singapore, Thailand and