Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
” means executive under Section 89/1; “control” means control under Section 89/1; “derivatives” means derivatives under the law on derivatives; “inside information” means information that has not been
manner as specified in the notification of the SEC. “control” or “controlling” means (1) holding of shares with voting right in a juristic person, which represent more than fifty percent of the total
management of the digital token offeror, whether de facto or as authorised by the board of directors of the digital token offeror in the manner as specified in the notification of the SEC. “ control ” or
property, incomes, expenses and debts of the trust and any relating accounts of the trust; (4) oversee and collect interest of the trust; (5) allocate interest to beneficiaries; 14 (6) control, audit and
Division 2: Supervision and Control of this Chapter, in whole or in part. The SEC shall also have the power to issue regulations or conditions for the license holder in the first paragraph to comply with
the trust and any relating accounts of the trust; (4) oversee and collect interest of the trust; (5) allocate interest to beneficiaries; (6) control, audit and prevent the management of trust from
this Act; (3) record the ownership or right over the trust property, incomes, expenses and debts of the trust and any relating accounts of the trust; (4) oversee and collect interest of the trust; (5
the internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing
Committee. SECTION 14/2.4 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning the internal control system; (2) reviewing the financial