board of directors to be members of “audit committee." Audit committee is responsible for reviewing financial statements, internal control system, and ensuring that the company has disclosed information
business is under control of the persons under (1) (2) (3) or (4). Trading / disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives
business is under control of the persons under (1) (2) (3) or (4). Trading / disclosure while possessing inside information Presumtion on persons, who trade securities or enter into a derivatives
management of IT resources, including criteria to identify IT priorities, that takes into consideration the company’s business model. Principle 6 Strengthen Effective Risk Management and Internal Control
company. 4.3.3 The board should oversee that information is properly disclosed when there are any conditions that have an impact on the control over the company. Principle 4.4 The board should ensure the
structure A REIT is not a juristic person, but a pool of assets owned by a trustee. A trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are
2017 > CG Code > Principle 6 Strengthen Effective Risk Management and Internal Control CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust