under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
Center handles a complaint: ● SEC Help Center will commence handling of your complaint when it has been fully documented according to the SEC Complaint Procedure, which applies to all complaints in
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority
The licensee to operate securities business in the category of investment advisory service shall commence securities business operation after the SEC Office, having completed its inspection, is of the
positions, and oversee the executives’ and the management’s performance to optimize corporate efficiency and investors’ returns. Meanwhile, the shareholders have the right to be well-informed, make decisions
positions, and oversee the executives’ and the management’s performance to optimize corporate efficiency and investors’ returns. Meanwhile, the shareholders have the right to be well-informed, make decisions