on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
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Practices ______________________ SECTION 238 The provisions under this Division shall apply to listed securities and securities traded in the over-the-counter center. SECTION 239 In this Division: “executive
the trust; (4) oversee and collect interest of the trust; (5 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-trustact.doc act-sea2016-no5.pdf ownership of such securities; (2
exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business. "investment advisory service" means giving advice in the normal
therefrom. "securities dealing" means a purchase, sale or exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business
a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the
the Minister under the recommendation of the SEC. “ digital asset exchange ” means a center or a network established for the purposes of trading or exchanging of digital assets, which operates by
businesses relating to digital assets as prescribed by the Minister under the recommendation of the SEC. “digital asset exchange” means a center or a network established for the purposes of trading or
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