No. SorJor 38/2561 Re; Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator Public Offering (PO) Secondary
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
. A trustee's main duties are to: oversee that the trust instrument is established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a
offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
Management System) (ยื่นแบบแจ้งแต่งตั้งผู้เกี่ยวข้อง (EF2-4)) วิธีการใช้ระบบระบบแจ้งแต่งตั้งผู้เกี่ยวข้องในการนำส่งข้อมูลอิเล็กทรอนิกส์ คู่มือ EF-2 EF-3 คู่มือ EF-4 คู่มือ Account Administrator รายการ
, plan administrator and interim plan administrator under the law on bankruptcy. In case that such persons are a juristic person, it shall include relevant directors and executives of such juristic person
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
receiving a payment for a securities trading for any person; 5. Placing money or other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment