interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
: ................................................................................................................................................ Through the Representative(s) of the juristic person / non-juristic group of persons as follows: (1
: ................................................................................................................................................ Through the Representative(s) of the juristic person / non-juristic group of persons as follows: (1
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
authorized person acting on behalf of the juristic person, as expressly demonstrated by the intention of the juristic person or the non-juristic group of persons and such juristic person or the non-juristic
information has been submitted by us, as an authorized person acting on behalf of the juristic person, as expressly demonstrated by the intention of the juristic person or the non-juristic group of persons and
concerned person realise the essential of security of the information technology thoroughly had known the duties and responsibilities and guideline on controlling the various risk which have a content
editor of this publication accept no responsibility for loss occasioned by any person acting or refraining from action as a result of any views expressed in these pages. No one should act upon such
on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that