or damages arising from or related to its use. 2 “securitization” means acceptance of transfer of assets or acceptance of assets placed as collateral from an originator for an issuance and offer of
acceptance of transfer of assets or acceptance of assets placed as collateral from an originator for an issuance and offer of securities for sale to investors, providing that proceeds obtained from the offer
of assets or acceptance of assets placed as collateral from an originator for an issuance and offer of securities for sale to investors, providing that proceeds obtained from the offer for sale of
settlor shall be any of the following juristic persons: (1) company issuing securities under the Securities and Exchange Act; (2) originator under the Royal Enactment on Special Purpose Juristic Persons for
) originator under the Royal Enactment on Special Purpose Juristic Persons for Securitization; (3) juristic person having the qualifications specified in the notification of the SEC. SECTION 13 A trust
in the notification of the SEC. SECTION 12 A settlor shall be any of the following juristic persons: (1) company issuing securities under the Securities and Exchange Act; (2) originator under the Royal
(originator) ให้สำนักงาน ก.ล.ต.พิจารณา และอนุมัติ (มาตรา 10 และมาตรา 11) (3) การแปลงสินทรัพย์เป็นหลักทรัพย์หลายโครงการในขณะเดียวกันต้องดำเนินการ ในรูปทรัสต์เท่านั้น (มาตรา 11/1) (4) การดำเนินการของนิติบุคคล
on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
as collateral for securities trading of any person; (6) allowing any person to receive benefits or oversee payments related to or because of one’s own securities trading; or (7) transferring or
a mutual fund and shall monitor and oversee acts that may cause a conflict of interest to the unitholders and any acts that may have an unfair characteristic toward the unitholders or may cause the