interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
beneficiaries or clients, such as individual savers or pension fund members. This includes collective investment vehicles or asset owners which pool the savings of many (e.g. insurance companies, pension funds
on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
Ref. No. 161/2560 13 November 2017 SUBJECT : Management Discussion and Analysis for quarter 3 ending 30 September 2017 ATTN : The President Stock Exchange of Thailand Nam Seng Insurance Plc. realized
Writer Ref. No. 030/2561 27 February 2018 SUBJECT : The audited financial statements ended 31 December 2017. ATTN : The President Stock Exchange of Thailand Attachment : Nam Seng Insurance Plc's
appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. 1.4 Conflicts of interest, codes of ethics, compliance Institutional
or derivatives advisory service; “insurance” means a professional indemnity insurance. Clause 3 This Notification shall not apply to the following intermediaries which are: (1) the following financial
or derivatives advisory service; “insurance” means a professional indemnity insurance. Clause 3 This Notification shall not apply to the following intermediaries which are: (1) the following financial
investment units (LBDU) (i.e. commercial banks, life insurance companies). As for the second criteria, the entities that fall under Section 93 of the Securities and Exchange Act B.E. 2535 refer to the case
duties and responsibilities to the Board of Director on the following matters: - Review the financial reports (quarterly financial report and annual audited financial report) to oversee that the reports