The Trust for Transactions in Capital Market Act B.E. 2550 (2007) as amended doc pdf Emergency Decree on Special Purpose Juristic Persons for Securitization B.E. 2540 (1997) as amended doc pdf
consideration of full payment for value offered. SECTION 33/1.5 In case of an offering for sale of newly issued securities for a trust under the law on trust for transactions in the capital market in the
therefrom. "securities dealing" means a purchase, sale or exchange, outside the Securities Exchange or an over-the-counter center, of securities, for one's own account in the normal course of business
ex officio board member. 3.4 Exemption of Thai nationality for the board members In case where the operation of the SET requires certain specialized knowledge or experience of a person who does not
the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market
. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the
avoidance of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed as follows: (1) in cases where a trustee prepares an account of property and segregate the
provision: “SECTION 96 The SEC may require a securities company to have a paid-up registered capital in an amount specified for operation of securities business in any particular category or manner.” SECTION
of a license and granting of an approval under this Act. In cases where an application for a license or for an approval is refused, the applicant shall be notified of the reasons therefor.” SECTION 5
for the operation of a juristic person has been specified in this Act, if the offender under this Act is a juristic person and the offence thereof is the result of an order or an action of any person