the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
of regulators and to contribute to a culture of compliance by companies, in the interest of protecting investors and creating confidence in markets. It can serve as a basis for reform and self
equipped with knowledge and capability in trading futures contracts and protecting their own interest. Notification of the Securities and Exchange Commission No. KorThor. 3/2551 Re: Additional Determination
. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging
benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at
gLooking for lower-risk funds /Low-volatility funds tend not to attract greedy short-term investors with explosive gains and also do a better job of protecting shareholders' capital during downturns. gLast
4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in
, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company
รายงานผลการจัดอันดับความยาก-ง่าย ในการประกอบธุรกิจของธนาคารโลก ประจำปี 2563 ด้านการคุ้มครองผูล้งทุนเสียงข้างน้อย (Protecting Minority Investors) เผยแพร่เมื่อวันที ่17 มกราคม 2563 ท่านสามารถ download
of assets shall not be overly concentrated at a particular commercial bank, either in Thailand or in another country. Clause 51 Regarding custody of assets received from or possessed for a member, a