supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
NAV. The mutual fund management company shall not use the amount of PVD proceeds to calculate any amount of the investments, and any overall figures of the mutual fund business. Authority of the SEC
NAV. The mutual fund management company shall not use the amount of PVD proceeds to calculate any amount of the investments, and any overall figures of the mutual fund business. Authority of the SEC
auditors cannot maintain their qualifications, or b. foreign auditors violate the professional code of ethics or international auditing standards, and the violations lead to negative effect to the overall
violate the professional code of ethics or international auditing standards, and the violations lead to negative effect to the overall reliability of the Thai Capital Market. Normal 1. Qualification of