Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th
างประเทศ ที่ไดรับ rating (ขอ 53) 2 อันดับแรก (Issue size limit 20% ของแตละ issue สําหรับ กองทุนเปด ยกเวนกองทุนเปด auto redemption ) No company limit (2) ตราสารภาครัฐตางประเทศที่ไดรับ rating
assessable income Tax exemption limit < 500,000 baht (incl. SSF and other retirement funds < 500,000 baht) < 500,000 baht < 200,000 baht (incl. RMF and other retirement funds < 500,000 baht) < 200,000 baht
year. Clause 6 The securities clearing house shall apply effective measures and methods for monitoring and control of outstanding clearing and settlement of securities and risk incurred by each member to
such client until the outstanding indebtedness of such client is within the specified limit, and the business operator shall not lend additional money for purchasing securities to any client until the
loan),the share purchase price shall be decreased in order to maintain the total amount of share purchase price and Director’s Loan in the limit of THB 315,000,000 at the time of the ownership of such
causes such director to lend additional loan),the share purchase price shall be decreased in order to maintain the total amount of share purchase price and Director’s Loan in the limit of THB 315,000,000
benefit from difference or change in price: (1) cash: (2) bank deposit or negotiable certificates of deposit of a financial institution which may be redeemed without any redemption period limit; (3) Thai
control of outstanding derivatives positions of members and risk incurred by each member to the clearing system. Clause 7 Where the derivatives clearing house requires the members to place margin or assets
collateral properties The following table sets forth certain details regarding the appraisal value and outstanding balance of our loans purchased and properties for sale that had been converted from collateral