business without no minimum limit for project value; (2) investment in a multi-infrastructure assets shall have investment value in each business ≥ 500 million baht 3
/ employee. If securities are allocated to directors, it must state the eligibility criteria for ESOP / maximum number for each person. Allocation to directors / staff must be at a price and conditions not
working paper which must be maintained as a record for a minimum of 3 years; Reporting to the SEC of any non-cooperation cases of the clients. Failure to report to the SEC will be deemed FAs' flaws
estate as REIT's assets are permissible under the following two cases: purchasing real estate and acquiring the ownership of the property (freehold); investing in leasehold contracts. The REIT will lease
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
from the last business day of each month. Except for the case of a mutual fund with the net exposure in a foreign fund of more than 20% of its NAV, to be disclosed within 15 days from the first day the