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page. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund > Limitations on Unitholding over One-Third of Outstanding Units Regulations SHARE
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
Outstanding Units Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Establishment of Mutual Funds Offering of Investment Units Management of Mutual Fund Private Funds or
information contained in the financial statements of the entities in the capital market, the SEC puts its effort towards encouraging and supporting Thailand Federation of Accounting Professions in prescribing
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the outstanding units in one trading day; (2.2) The total number of investment
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
reporting and audit oversight 2. Auditor Supervision The SEC has put its continuing effort on auditor supervision as the auditor's role of independent professional is fundamental to investor
Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of Outstanding Units SHARE : For More Information ContactUs Investment Management Policy Department Tel. +66 2263 6562