SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in principle, in the second quarter, covering the calculation of subordinated facility for accommodating increasing transactions in the short-term, the calculation of the capital to accommodate the digital asset business, and the requirement that any business operator that cannot maintain its net capital...
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3APublic%20Hearings&fq=system_name%3ASEC_News&start=0&rows=10 1 - 1 of 1 results Sort by: Relevance Date (Newest) Date (Oldest) SEC is seeking comments
long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
=100&qf=title_th_default&fq=system_name%3APublic%20Hearings&fq=system_name%3ASEC_News&start=0&rows=10 1 - 3 of 3 results Sort by: Relevance Date (Newest) Date (Oldest) SEC is seeking comments on the
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3APublic%20Hearings&fq=system_name%3ASEC_News&start=0&rows=10 1 - 3 of 3 results Sort by: Relevance Date (Newest) Date (Oldest) SEC is seeking comments
, the SEC has tried to prepare the market participants by circulating draft regulations and accounting standards, seeking clarification of tax issues, conducting investor education program and testing the
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC public hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public