according to the investor’s orders. She also counterfeited the investor’s signature to apply for an ATM card for the banking account the investor had opened for the purpose of accepting redemption money

documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as

performing duties related to provision of services for sales of securities products from 17 January 2020 to 16 April 2020, which exceeded the sanction period imposed by SEC. Therefore, it is deemed that Prapai

total, is scheduled for completion by 2022.SEC Secretary-General Ruenvadee Suwanmongkol announced that by the end of 2020, SEC had completed 15 projects under the regulatory guillotine scheme, covering

Reference Tool for Sustainable Economy” by Ms. Ornsaran Manuamorn from the Climate Bonds Initiative (CBI).Thailand Taxonomy Phase I focuses on the classification of economic activities relating to the energy

Securities and Exchange Commission (SEC) is proposing amendment to the takeover regulations. The existing regulations require that people who make a tender offer for all securities of the business

million newly issued shares to PLANB (accounting for 19.96 percent of the paid registered capital after the private placement), at 1.4381 baht per share, totaling 1,553.15 million baht. The remaining

, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any

derivatives trading account in order to continue trading. She later made a summary trading report under the client’s account and sent it to the client for acknowledgement. In so doing, she concealed the trading

Audit Committee of the listed company if there is any suspicious circumstance that indicates that a director, manager or the person responsible for the operation of the juristic person may have